← Conversations with Tyler

Daron Acemoglu on the Struggle Between State and Society (Ep. 81)

达龙·阿塞莫格鲁 (Daron Acemoglu) 论国家与社会之间的斗争(Ep. 81)
2019-12-04 | 官方页面 YouTube
TYLER COWEN

Hello.

你好。

Today I’m here with Daron Acemoglu, who, of course, is professor of economics at MIT.

今天我和达龙·阿西莫格鲁一起来到这里,他当然是麻省理工学院的经济学教授。

By some measures, Daron is the number-one most widely cited economist in the whole world, and he has a new book out with James A.

从某些方面来看,达伦是全世界被引用次数最多的经济学家,他与詹姆斯·A·达伦 (James A.

Robinson called The Narrow Corridor: States, Societies, and the Fate of Liberty.

罗宾逊将其称为《狭窄的走廊:国家、社会和自由的命运》。

Welcome, Daron.

欢迎,达伦。

DARON ACEMOGLU

Thanks, Tyler.

谢谢,泰勒。

This is really a perfectly wonderful pleasure to be here.

来到这里真是一种美妙的享受。

COWEN

I have so many questions about economic growth.

我对经济增长有很多疑问。

First, how much of the data on per capita income is explained just simply by one variable: distance from the equator?

首先,有多少人均收入数据可以简单地用一个变量来解释:距赤道的距离?

And how good a theory of the wealth of nations is that?

这是一个多么好的国富理论呢?

ACEMOGLU

I think it’s not a particularly good theory.

我认为这不是一个特别好的理论。

If you look at the map of the world and color different countries according to their income per capita, you’ll see that a lot of low-income-per-capita countries are around the equator, and some of the richest countries are pretty far from the equator, in the temperate areas.

如果你看一下世界地图,根据人均收入给不同国家涂上颜色,你会发现很多人均低收入国家都在赤道附近,而一些最富裕的国家则距离赤道很远,位于温带地区。

So many people have jumped to conclusion that there must be a causal link.

很多人都得出这样的结论:其中一定存在因果关系。

But actually, I think geographic factors are not a great explanatory framework for understanding prosperity and poverty.

但实际上,我认为地理因素并不是理解繁荣和贫困的一个很好的解释框架。

COWEN

But why does it have such a high R-squared?

但为什么它有这么高的 R 平方呢?

By one measure, the most antipodal 21 percent of the population produces 69 percent of the GDP, which is striking, right?

按照一项衡量标准,最相反的 21% 人口创造了 69% 的 GDP,这很惊人,对吗?

Is that just an accident?

这只是一场意外吗?

ACEMOGLU

Yeah, it’s a bit of an accident.

是的,这有点意外。

Essentially, if you think of which are the countries around the equator that have such low income per capita, they are all former European colonies that have been colonized in a particular way.

本质上,如果你想想赤道周围哪些国家的人均收入如此低,它们都是以某种特定方式被殖民的前欧洲殖民地。

So, for a variety of reasons — and geography might’ve played a role, though I’m not completely sure — European powers pulled ahead of the rest, and then they went ahead and colonized much of the rest of the world.

因此,出于多种原因——地理可能发挥了一定作用,尽管我不完全确定——欧洲列强领先于其他国家,然后他们继续前进并殖民了世界其他大部分地区。

Today, for about 120 countries, their current institutions are heavily shaped by their colonial experience, and the colonial episode has been very unequal for different countries.

如今,对于大约 120 个国家来说,其现行机构在很大程度上受到殖民经历的影响,而且不同国家的殖民经历非常不平等。

If you take places such as the United States or Australia — they ended up with pretty good institutions, actually better institutions in many ways than their mother country back at home, because the settlers who got to live in these places pushed for better institutions, fought for better institutions.

如果你看美国或澳大利亚这样的地方——他们最终拥有相当好的制度,实际上在很多方面都比他们的祖国更好,因为生活在这些地方的定居者推动更好的制度,为更好的制度而奋斗。

Australia was one of the more democratic places in the 19th century.

澳大利亚是 19 世纪较为民主的国家之一。

The US, of course, introduced the smallholder society, much better than Britain.

当然,美国引入了小农社会,这比英国要好得多。

But in most of the tropical areas, the conditions that Europeans encountered led them to adopt a very different colonization strategy, essentially for two separate but related reasons.

但在大多数热带地区,欧洲人遇到的情况导致他们采取了截然不同的殖民战略,主要是出于两个独立但相关的原因。

First, many of the more civilized and densely populated areas were in the tropics or near the topics: the Inca Empire, Aztec Empire, the Indian subcontinent with the Mughal Empire colonized by the British, the North African civilizations.

首先,许多文明程度较高、人口稠密的地区都位于热带地区或主题附近:印加帝国、阿兹特克帝国、被英国殖民的印度次大陆和莫卧儿帝国、北非文明。

And all of those created a much better opportunity for Europeans to set up what James and I called extractive institutions, to essentially control labor and use labor.

所有这些都为欧洲人创造了更好的机会来建立詹姆斯和我所说的榨取制度,从根本上控制劳动力和使用劳动力。

Moreover, the settlement pattern that was at the root of the better institutional development of places such as the US, Canada, Australia really was made impossible in most of these places because, associated with both climatic conditions and the dense population, they had vectors of diseases that were very, very different than the ones the Europeans were used to, so the mortality rates that Europeans faced were very different.

此外,作为美国、加拿大、澳大利亚等地更好的制度发展的根源的定居模式在大多数地方实际上是不可能的,因为与气候条件和人口稠密有关,它们的疾病载体与欧洲人习惯的疾病载体非常非常不同,因此欧洲人面临的死亡率也非常不同。

The combination of these two factors meant that the colonization experience was very different and the colonial institutions were very different in these places.

这两个因素的结合意味着这些地方的殖民经历有很大不同,殖民制度也有很大不同。

And to a first approximation, all of that big gap between places such as US, Argentina, Chile, and places like Peru, Bolivia, India, Pakistan, can be explained by these different colonization strategies and their institutional implications.

初步估计,美国、阿根廷、智利等地与秘鲁、玻利维亚、印度、巴基斯坦等地之间的巨大差距可以通过这些不同的殖民战略及其制度含义来解释。

On institutions and human capital

论制度与人力资本

COWEN

As you know, there’s a famous paper by Comin, Easterly, and Gong showing there’s a reasonably high correlation between per capita income in AD 1500 and the current day, especially once you account for the movement of settlers.

如您所知,科明、伊斯特利和龚发表的一篇著名论文表明,公元 1500 年的人均收入与当今的人均收入之间存在相当高的相关性,尤其是在考虑了定居者的流动之后。

Is that because the quality of institutions is so stable over time, over more than 500 years?

这是因为机构的质量在 500 多年的时间里一直如此稳定吗?

Isn’t that better explained by having the quality of human capital be more stable over time?

随着时间的推移,人力资本的质量更加稳定,这难道不是更好的解释吗?

That seems more plausible.

这似乎更合理。

ACEMOGLU

Well, I think it’s a complex picture, actually.

嗯,我认为实际上这是一幅复杂的图景。

One of the papers that I wrote with James Robinson and Simon Johnson, which we entitled “Reversal of Fortune,” is exactly on that point.

我与詹姆斯·罗宾逊(James Robinson)和西蒙·约翰逊(Simon Johnson)合作撰写的一篇论文,题为“命运的逆转”,正是在这一点上。

The raw fact is that, if you look at which are the places that are more prosperous in 1500, those turn out to be relatively less prosperous today.

原始的事实是,如果你看看哪些地方在 1500 年比较繁荣,那么今天的结果却是相对不那么繁荣。

It’s not to say that they became less rich today.

这并不是说他们今天变得不那么富有了。

Every place in the world became much richer because of industrialization, because of much better technologies, trade and all of that.

由于工业化、由于更好的技术、贸易等等,世界上每个地方都变得更加富裕。

But relatively speaking, it was places that were empty, without any urbanization, without much established road networks or agricultural surplus, such as Chile, Argentina, US, Canada — relative to the places that I mentioned a moment ago: Bolivia, Peru, Ecuador, Mexico, India, Pakistan — that actually became richer.

但相对而言,那些空旷、没有任何城市化、没有太多成熟的道路网络或农业剩余的地方,例如智利、阿根廷、美国、加拿大——相对于我刚才提到的玻利维亚、秘鲁、厄瓜多尔、墨西哥、印度、巴基斯坦——实际上变得更加富裕。

So, that reversal of fortune is a prima facie evidence against a purely geographic explanation.

因此,命运的逆转是反对纯粹地理解释的表面证据。

Now, what else could explain it?

现在,还有什么可以解释呢?

Well, essentially there are two broad categories.

嗯,本质上有两大类。

The details, of course, within those categories matter, but there are two broad categories.

当然,这些类别中的细节很重要,但有两大类。

One is that it’s the institutions, as I’ve tried to explain.

一是正如我试图解释的那样,这是机构的问题。

And second, it’s culture.

其次,是文化。

Perhaps Europeans brought their culture into some places or messed up the culture in some other places.

也许欧洲人把他们的文化带到了一些地方,或者搞乱了另一些地方的文化。

And the human capital is somewhere in between because human capital is an institutional feature, meaning that it really depends on the educational investments, but it also, of course, has a cultural element.

人力资本介于两者之间,因为人力资本是一种制度特征,这意味着它实际上取决于教育投资,但它当然也具有文化因素。

So a lot of the qualitative and the quantitative research that we have done puts much more emphasis and finds more support for the institutional interpretation.

因此,我们所做的许多定性和定量研究更加重视并为制度解释找到了更多支持。

For example, if you take human capital, it wasn’t that Europeans brought human capital to the places such as the US or Argentina or Chile.

例如,如果你拿人力资本来说,并不是欧洲人把人力资本带到了美国、阿根廷或智利等地。

Actually, the Europeans who were more educated were the ones who went to places such as the Inca Empire or the Aztec Empire.

事实上,受过更多教育的欧洲人是去了印加帝国或阿兹特克帝国等地方的人。

COWEN

But they brought ideas.

但他们带来了想法。

The Declaration of Independence was brought over by English and other European settlers.

《独立宣言》是由英国和其他欧洲定居者提出的。

And that was a powerful intellectual validation.

这是一个强有力的智力验证。

ACEMOGLU

Absolutely.

绝对地。

It was that idea —

就是这个想法——

COWEN

Native Americans were not producing the same, so —

美洲原住民不生产同样的东西,所以——

ACEMOGLU

No, that’s why I’m saying that the whole European colonization episode has to be taken in its entirety.

不,这就是为什么我说必须完整地看待整个欧洲殖民事件。

But it isn’t also a straight line to say that Europeans brought ideas and that’s what really changed the trajectory in a good way.

但也不能直接说欧洲人带来了想法,而这才是真正以良好的方式改变了轨迹。

Europeans settled in some numbers in Barbados.

一些欧洲人在巴巴多斯定居。

In 1680, about 10,000 people in Barbados had European ancestry and probably about 2,000, 3,000 were British.

1680 年,巴巴多斯约有 10,000 人有欧洲血统,其中可能有 2,000 至 3,000 人是英国人。

But these people, who benefited mightily from the plantation complex and from about 40,000 people being chattel slaves, did not have any idea of introducing a Declaration of Independence.

但这些从种植园和约 40,000 人成为动产奴隶中获益匪浅的人根本没有任何提出《独立宣言》的想法。

They actually established a very draconian regime.

他们实际上建立了一个非常严厉的政权。

Executions were commonplace.

处决是司空见惯的事情。

All the power was concentrated in the hands of about 150 families that were to be plantation owners.

所有权力都集中在大约 150 个即将成为种植园主的家庭手中。

And the way that the independence declaration evolved and other things evolved in the US was actually in reaction to British power.

美国独立宣言和其他事情的演变实际上是对英国势力的反应。

The important story, which, of course, everybody knows, is that Declaration of Independence was in order for the Americans to reject the European imposition to some degree.

当然,每个人都知道的重要故事是,《独立宣言》是为了让美国人在某种程度上拒绝欧洲的强加。

But actually, the story goes much further back if you take the first semi-successful colony in Jamestown.

但实际上,如果你以詹姆斯敦第一个半成功的殖民地为例,这个故事可以追溯到更早的时候。

What makes Jamestown unique is not that .

詹姆斯敦的独特之处并非如此。

.

。

.

。

or actually, very common in some sense, but a first in history.

或者实际上,在某种意义上很常见,但却是历史上的第一次。

It actually broke completely new ground institutionally to introduce the headright system, smallholder property, to introduce the general assembly.

它实际上在制度上开辟了全新的天地,引入了头权制度,小农财产,引入了大会。

And none of this was because the Virginia Company, who colonized and owned the place, wanted to.

而这一切都不是因为殖民并拥有该地的弗吉尼亚公司想要这样做。

They wanted to set up a system very similar to the one in Barbados or Jamaica.

他们想要建立一个与巴巴多斯或牙买加非常相似的系统。

It was against the wishes of their British masters because the settlers said, “No, we’re not going to go along with that.” And they had enough political power to do it.

这违背了英国主人的意愿,因为定居者说:“不,我们不会同意。”他们有足够的政治权力来做到这一点。

Therefore, the story is more complicated.

因此,故事更加复杂。

It’s not that the European ideas directly came.

欧洲的想法并不是直接传来的。

It’s the European ideas interacting with the local conditions, and often the success came from local conditions making European strategies of dominance unsuccessful.

这是欧洲的想法与当地条件相互作用的结果,而成功往往来自于当地条件,这使得欧洲的主导战略无法成功。

It’s not that the European ideas directly came.

欧洲的想法并不是直接传来的。

It’s the European ideas interacting with the local conditions, and often the success came from local conditions making European strategies of dominance unsuccessful.

这是欧洲的想法与当地条件相互作用的结果,而成功往往来自于当地条件,这使得欧洲的主导战略无法成功。

COWEN

If we think about the USSR, which has terrible institutions for more than 70 years, an awful form of communism — it falls; there’s a bit of a collapse.

如果我们想想苏联,70多年来它的制度很糟糕,共产主义的形式很糟糕——它垮台了;有一点崩溃。

Today, they seem to have a higher per capita income than you would expect a priori, if you, just as an economist, write about communism.

今天,他们的人均收入似乎比你想象的要高,如果你只是作为一个经济学家来写共产主义的话。

Isn’t that mostly just because of what is now Russian, or Soviet, human capital?

这不主要是因为现在俄罗斯或苏联的人力资本吗?

ACEMOGLU

That’s an interesting question.

这是一个有趣的问题。

I think the Russian story is complicated, and I think part of Russian income per capita today is because of natural resources.

我认为俄罗斯的故事很复杂,我认为今天俄罗斯人均收入的一部分是由于自然资源。

It’s always a problem for us to know exactly how natural resources should be handled because you can do a lot of things wrong and still get quite a lot of income per capita via natural resources.

对我们来说,确切地知道应该如何处理自然资源始终是一个问题,因为你可能做错很多事情,但仍然可以通过自然资源获得相当多的人均收入。

COWEN

But if Russians come here, they almost immediately move into North American per capita income levels as immigrants, right?

但如果俄罗斯人来到这里,他们几乎会立即以移民的身份进入北美的人均收入水平,对吧?

They’re not bringing any resources.

他们没有带来任何资源。

They’re bringing their human capital.

他们带来了人力资本。

If people from Gabon come here, it takes them quite a while to get to the —

如果加蓬人来到这里,他们需要相当长的时间才能到达——

ACEMOGLU

No, absolutely, absolutely.

不,绝对,绝对。

There’s no doubt that Russians are bringing more human capital.

毫无疑问,俄罗斯人带来了更多的人力资本。

If you look at the Russian educational system, especially during the Soviet time, there was a lot of emphasis on math and physics and some foundational areas.

如果你看看俄罗斯的教育体系,特别是在苏联时期,你会发现非常重视数学和物理以及一些基础领域。

And there’s a lot of selection among the Russians who come here.

来到这里的俄罗斯人有很多选择。

There are a lot of criminal Russian elements who come to Europe, and they do very well, but for different reasons than the mathematical or the physical-sciences human capital that they’re bringing.

有很多俄罗斯犯罪分子来到欧洲,他们做得很好,但出于不同的原因,而不是他们带来的数学或物理科学人力资本。

But I would say, what the Russian scientists are bringing .

但我想说的是,俄罗斯科学家带来了什么。

.

。

.

。

and that’s very well documented.

这是有详细记录的。

For example, in the case of after the collapse of the Soviet Union, Russian mathematicians came here, and they took jobs from American mathematicians because they were actually better.

例如,苏联解体后,俄罗斯数学家来到这里,他们抢走了美国数学家的工作,因为他们实际上更优秀。

Well, that’s both human capital and institutions, meaning that the reason why that’s actually persisting is not simply that the current generation of Russians have parents who are very high human capital.

嗯,这既是人力资本,也是制度,这意味着这种情况实际上持续存在的原因不仅仅是当代俄罗斯人的父母拥有非常高的人力资本。

That matters, of course.

当然,这很重要。

That matters for the values.

这对于价值观很重要。

But really, Russian educational institutions have persisted.

但实际上,俄罗斯教育机构一直在坚持。

Take away those, they collapse, and nothing remains.

拿走那些,它们就会倒塌,什么也没有留下。

And you’ve seen that happen in some of the Russian republics, for example.

例如,您已经在俄罗斯的一些共和国看到了这种情况的发生。

They had pretty good educational institutions at the time, but then in the context of the civil wars that ensued, for example, some of those educational institutions have collapsed, and rebuilding them has been much harder.

他们当时有相当好的教育机构,但后来在内战的背景下,例如,其中一些教育机构已经倒塌,重建起来就困难得多。

COWEN

I’m sure you know the Mankiw, Weil, and Romer paper.

我相信你知道曼昆、韦尔和罗默的论文。

They have a Solow model, but they put human capital in, and human capital has a very high degree of explanatory power.

他们有索洛模型,但是他们把人力资本放进去,人力资本有非常高的解释力。

Presumably, you disagree with them, like in the context of their work — a Solow model, a growth model.

想必,你不同意他们的观点,就像他们的工作背景一样——索洛模型、增长模型。

What exactly do you specify differently than Mankiw, Weil, and Romer?

您所指出的与曼昆、韦尔和罗默到底有何不同?

ACEMOGLU

Well, I think Mankiw, Romer, and Weil is a very important paper for its time, but it also has a lot of problems.

嗯,我认为曼昆、罗默和韦尔的论文在当时是一篇非常重要的论文,但它也有很多问题。

The most major problem of Mankiw, Romer, and Weil is that it’s a regression framework of cross-country differences or changes that really has no way of dealing with omitted variable bias.

曼昆、罗默和韦尔的最大问题是,它是一个跨国差异或变化的回归框架,实际上无法处理遗漏变量偏差。

And when we have seen that in the context of Mankiw, Romer, and Weil, if we go a little bit into the details, is that if you compute the implied rate of returns to human capital, they are about four or five times as large as what you would get from Mincer regression.

当我们在曼昆、罗默和韦尔的背景下看到这一点时,如果我们稍微深入一点细节,就会发现,如果你计算人力资本的隐含回报率,它们大约是从明瑟回归得到的回报率的四到五倍。

So the Mincer regression says if you get one more year of schooling, you’re going to increase your earnings by about 6 percent in the US, perhaps as high as 8 or 9 percent in some developing countries.

因此,明瑟回归表明,如果你再接受一年的教育,在美国你的收入将会增加约 6%,在一些发展中国家可能会高达 8% 或 9%。

Let’s say 10 percent.

假设是 10%。

Let’s be generous.

让我们慷慨一点吧。

That means that if you are going to increase your rate of schooling by 3 or 4 percent, and if there are no major human capital externalities — and we can come back to that — then that’s going to increase your GDP per capita by 25, 30 percent.

这意味着,如果你打算将受教育率提高 3% 或 4%,并且不存在重大的人力资本外部性(我们可以回到这一点),那么你的人均 GDP 将会增加 25%、30%。

That’s a very small number relative to the gaps that we actually observe.

相对于我们实际观察到的差距来说,这个数字非常小。

So if you look at what —

所以如果你看看什么——

COWEN

The cross-human externalities are incredible, right?

跨人类的外部性令人难以置信,对吧?

ACEMOGLU

Of course, I’ll come to human externalities.

当然,我会谈到人类的外部性。

COWEN

If you take Bill Gates and put him out in the jungle, he can’t do much.

如果你把比尔·盖茨放到丛林里,他也无能为力。

But if he works with other programmers — yeah.

但如果他和其他程序员一起工作——是的。

ACEMOGLU

We’ll come back to that.

我们稍后会回来讨论这一点。

That’s why I said let’s come back to the human capital externalities.

这就是为什么我说让我们回到人力资本外部性。

But let’s understand — where Mankiw, Romer, and Weil either go wrong or right, depending on your views on human capital externalities, is that their implied returns that three or four years would be associated by three- or fourfold increases in income per capita.

但让我们明白——曼昆、罗默和韦尔的错误或正确之处在于,他们三四年的隐含回报将与人均收入三四倍的增长相关,这取决于你对人力资本外部性的看法。

And later literature that followed — some of it very good, some of it not so good because there are other methodological issues, but they all uniformly find much more limited returns to human capital.

随后出现的文献——有些非常好,有些则不太好,因为存在其他方法论问题,但它们都一致发现人力资本的回报要有限得多。

And that’s not my work.

那不是我的工作。

Here, I’m actually building on other people’s work, such as Pete Klenow, Andres Rodriguez-Clare, or others who have really made this point very effectively.

在这里,我实际上是在其他人的工作的基础上进行的,例如 Pete Klenow、Andres Rodriguez-Clare 或其他确实非常有效地阐述了这一点的人。

So the only nuance here is exactly what you’ve pointed out: some sort of human capital externalities.

因此,这里唯一的细微差别正是您所指出的:某种人力资本外部性。

Could it be that the return for a society from education is much, much larger than what we mentioned with Mincer regression, when we look at an individual’s own earnings increasing?

当我们观察个人收入的增长时,教育对社会的回报是否会比我们在明瑟回归中提到的要大得多?

And that would be the realm of human capital externalities, and those could come in one or two forms.

这就是人力资本外部性的领域,这些外部性可能以一种或两种形式出现。

They could come either through some sort of local externalities, meaning that I get more education and I make people around me richer.

它们可以通过某种当地的外部性来实现,这意味着我得到了更多的教育,并且让我周围的人变得更富有。

Or they could come through some sort of R&D externalities, that I become more educated, and as a result of that, I invent something and make everybody in the world more productive.

或者他们可以通过某种研发外部性来实现,让我受更多的教育,因此,我发明了一些东西,让世界上每个人都更有生产力。

Now, the first one, the local human capital externalities — that’s something I actually investigated, for example, with my work with Joshua Angrist, and we don’t find much evidence for it.

现在,第一个是当地人力资本的外部性——这是我实际调查过的,例如,我与约书亚·安格里斯特的合作,但我们没有找到太多证据。

And it’s not so surprising at some level.

从某种程度上来说,这并不奇怪。

There could be some small externalities, but are you going to become suddenly much more productive because a bunch of McDonald’s workers suddenly increase their education level by two years?

可能会有一些小的外部性,但是你会因为一群麦当劳员工突然将他们的教育水平提高两年而突然变得更有生产力吗?

Sure, perhaps when you go to McDonald’s, you’ll get better service.

当然,也许当你去麦当劳时,你会得到更好的服务。

There might be some other small externalities, but it’s not going to be a transformative event to increase your rate of return by three- or fourfold.

可能还有其他一些小的外部因素,但这不会是一个将你的回报率提高三到四倍的变革性事件。

Now, the R&D externalities are different.

现在,研发外部性不同了。

COWEN

Wait, you moved from Turkey to MIT, right?

等等,你从土耳其搬到了麻省理工学院,对吗?

That made you much more productive.

这让你的工作效率大大提高。

ACEMOGLU

Exactly.

确切地。

I’m moving into an area with better technology and better institutions.

我正在进入一个拥有更好技术和更好机构的地区。

COWEN

But mainly better people to work with?

但主要是与更好的人一起工作?

ACEMOGLU

Some better people to work with, but the better —

与一些更好的人一起工作,但更好的是——

COWEN

For people at the top, the externalities probably are very, very high.

对于高层人士来说,外部性可能非常非常高。

So Mark Zuckerberg in Peoria is maybe doing quite well, but he’s not building Facebook.

因此,皮奥里亚的马克·扎克伯格可能做得很好,但他并不是在建设 Facebook。

ACEMOGLU

Absolutely.

绝对地。

I think teams really matter.

我认为团队真的很重要。

If you’re going to build a new product, you really want the very best engineers.

如果您要开发一款新产品,您确实需要最好的工程师。

But I’m not sure whether I would call that actually an externality.

但我不确定我是否会称其为外部性。

If that happens in the context of a firm, the firm internalizes it.

如果这种情况发生在公司的环境中,公司就会将其内化。

That’s why firms pay really amazingly high wages to teaching human capital — people who make the people around them more productive.

这就是为什么公司支付高得惊人的工资来教授人力资本——那些让周围的人更有生产力的人。

And if that’s being reflected to wages, that’s already in the Mincer returns.

如果这反映在工资上,那已经在明瑟的回报中了。

So I think it’s really hard to cook up stories for human capital externalities that’s going to get you anywhere close to Mankiw, Romer, and Weil’s type of numbers or implications.

因此,我认为编造人力资本外部性的故事确实很难让你接近曼昆、罗默和韦尔的数字或含义。

COWEN

But say the Nordhaus paper, which suggests most innovators get only about 2 percent of the returns of their creation — doesn’t that mean the Mincer wage equation doesn’t pick up many of the benefits of cooperation?

但是 Nordhaus 的论文指出,大多数创新者只获得了其创造回报的 2% 左右——这是否意味着 Mincer 工资方程没有体现出合作带来的许多好处?

ACEMOGLU

Right.

正确的。

For the very, very top innovators, there is clearly some externalities.

对于非常非常顶尖的创新者来说,显然存在一些外部性。

I think the Nordhaus numbers are probably extreme because there’s also a lot of business stealing that’s going on at the top, meaning that when people innovate, they actually take other people’s markets.

我认为诺德豪斯的数字可能是极端的,因为高层也存在很多商业盗窃行为,这意味着当人们创新时,他们实际上占领了其他人的市场。

Google got an amazing value.

谷歌获得了惊人的价值。

It’s one of the most valuable companies that human history has ever seen.

它是人类历史上最有价值的公司之一。

But some of it came because it actually took the market of other search engines, such as Yahoo or AltaVista.

但其中一些是因为它实际上占领了其他搜索引擎的市场,例如雅虎或 AltaVista。

It also created value for its customers, and it’s also been pretty good at capturing that value.

它还为客户创造了价值,并且也非常善于捕捉这种价值。

But the important thing, again, is those are very exceptional one or two innovations.

但重要的是,这些都是非常特殊的一两项创新。

When you say the average level of schooling increases from 10 to 11, we’re not really capturing that.

当你说平均受教育程度从 10 提高到 11 时,我们并没有真正理解这一点。

Some of the people who innovate and capture such values are not the most educated ones, and they’re not educated in the US.

一些创新并捕捉这些价值观的人并不是受过最高教育的人,而且他们在美国也没有受过教育。

One of the great things about US is, actually, we attract those talents, again because of the business environment, because of the institutional environment, as well as the teams that they can form when they come to the US.

事实上,美国的一大优点是,我们吸引了这些人才,同样是因为商业环境,因为制度环境,以及他们来到美国后可以组建的团队。

On democratization and progress

关于民主化和进步

COWEN

There’s another paper I’m sure you know, by Casey Mulligan and coauthors, and he even argues maybe having democracy doesn’t matter that much.

我相信您知道另一篇由凯西·穆里根 (Casey Mulligan) 和合著者撰写的论文,他甚至认为也许民主并不那么重要。

It affects your political institutions, but if you adjust for demographics, that doesn’t predict your educational spending.

它会影响你的政治机构,但如果你根据人口统计数据进行调整,这并不能预测你的教育支出。

If you look at either Chile pre- or post-Pinochet, Spain pre- or post-Franco, other than how politics works, most of the budget doesn’t change much.

如果你看看皮诺切特之前或之后的智利,佛朗哥之前或之后的西班牙,除了政治如何运作之外,大部分预算都没有太大变化。

What do you think of that argument?

你觉得这个论点怎么样?

ACEMOGLU

I think that that’s really off the mark.

我认为这确实不合时宜。

The early work on democracy — such an important topic, and people were really excited about understanding what democracy does.

关于民主的早期工作——这是一个如此重要的话题,人们对了解民主的作用感到非常兴奋。

So they rushed in with the tools that we had available at the time in the 1990s or early 2000s.

因此,他们带着我们在 20 世纪 90 年代或 2000 年代初可用的工具蜂拥而至。

But you have to be careful.

但你必须小心。

Of course, if you judge whether democracy is successful or not by comparing China to Switzerland, you’re going to get not very meaningful answers.

当然,如果你通过比较中国和瑞士来判断民主是否成功,你会得到没有多大意义的答案。

That’s like a chief case of comparing apples and oranges.

这就像比较苹果和橙子的一个主要例子。

I have written a couple of papers on this, and the econometrics here really matters for a variety of reasons.

我已经就此写了几篇论文,出于多种原因,这里的计量经济学确实很重要。

You don’t want to compare apples and oranges.

你不想比较苹果和橘子。

You also want to be careful because it turns out that there’s one surefire predictor of when a country democratizes — it’s economic crisis.

你还需要小心,因为事实证明,一个国家何时民主化有一个可靠的预测因素——那就是经济危机。

Dictatorships don’t go often because they decide, well, citizens should rule themselves.

独裁政权并不经常出现,因为他们决定,公民应该自己统治。

They collapse, and they collapse more likely in the midst of severe economic recessions.

它们崩溃了,而且在严重的经济衰退期间更有可能崩溃。

So you really have to take care of these things.

所以你真的必须照顾这些事情。

And when you do that, you find two things that are both amazingly robust.

当你这样做时,你会发现有两件事都非常强大。

One is that democracies grow faster.

一是民主国家发展得更快。

So when a country democratizes, for another three or four years, it takes time for it to get out of the crisis.

所以当一个国家实现民主化之后,再过三四年,它就需要时间来走出危机。

Then it starts a much faster growth process.

然后它开始一个更快的增长过程。

It’s not going to make Nigeria turn into Switzerland, but a country that democratizes adds about 20 to 25 percent more to its GDP per capita.

这不会让尼日利亚变成瑞士,但一个民主化的国家的人均 GDP 会增加约 20% 至 25%。

When a country democratizes, for another three or four years, it takes time for it to get out of the crisis.

当一个国家实现民主化后,再过三四年,它就需要时间才能走出危机。

Then it starts a much faster growth process.

然后它开始一个更快的增长过程。

It’s not going to make Nigeria turn into Switzerland, but a country that democratizes adds about 20 to 25 percent more to its GDP per capita.

这不会让尼日利亚变成瑞士,但一个民主化的国家的人均 GDP 会增加约 20% 至 25%。

And then the second thing, again, completely the opposite of what you said from Mulligan’s research — one of the most important mechanisms for that seems to be that when you democratize, you tax more, so the taxation, the budgets go up.

然后第二件事,再次与你在马里根的研究中所说的完全相反——最重要的机制之一似乎是,当你民主化时,你会征收更多的税,因此税收和预算都会增加。

And you spend more, especially on education and health, so the health of the population improves.

而且你会花更多的钱,特别是在教育和健康方面,因此人们的健康状况会得到改善。

Child mortality is one of the things that improves very fast.

儿童死亡率是改善得非常快的因素之一。

Primary and secondary enrollment improves a little bit more slowly, but it improves very steadily.

小学和中学的入学率提高得稍慢一些,但提高得非常稳定。

COWEN

Now, in your new book, The Narrow Corridor with James A.

现在,在你的新书《狭窄的走廊》中​​,詹姆斯·A.

Robinson, there’s a theory about states and societies reinforcing each other in a Red Queen kind of manner and giving you ongoing synergistic gains over time.

罗宾逊,有一种理论认为国家和社会以红皇后的方式相互加强,并随着时间的推移给你带来持续的协同收益。

What’s the underlying factor that determines why some societies succeed in that and others don’t?

决定某些社会成功而另一些社会却失败的根本因素是什么?

ACEMOGLU

Yeah, so I feel —

是的,所以我觉得——

COWEN

Does the theory collapse into some other theory, is another way of putting my question.

这个理论是否会崩溃成其他理论,这是提出我的问题的另一种方式。

ACEMOGLU

I’m sure every theory at some level collapses into another theory, but you know —

我确信每个理论在某种程度上都会崩溃为另一个理论,但你知道 -

COWEN

But geography theories don’t, right?

但地理学理论却不然,对吧?

Disease burden theories typically don’t.

疾病负担理论通常不这么认为。

ACEMOGLU

Right, they don’t.

是的,他们没有。

Just let me build on the democracy question.

让我谈谈民主问题。

I think what’s really interesting about democracy and this evidence that I talked about — it’s really about society, regular citizens having their voices heard in the political sphere.

我认为民主和我谈到的证据真正有趣的地方是——它实际上是关于社会,是普通公民在政治领域表达自己的声音。

That’s what democracy is wonderful for.

这就是民主的美妙之处。

But at the end of the day, that translating into better public services like education, healthcare — that’s really what this book is about.

但归根结底,这会转化为更好的公共服务,如教育、医疗保健——这才是本书的真正目的。

That’s what The Narrow Corridor is about.

这就是《狭窄的走廊》的意义所在。

It’s how do you make states and societies work together?

这就是如何让国家和社会合作?

If you look at most of human history, it doesn’t work.

如果你看看大部分人类历史,就会发现这是行不通的。

Either you have stateless societies, no centralized law, no third-party enforcement — so, lawlessness and lots of other costs — or you have despotic states that don’t listen to society and impose their will, often very repressively and otherwise, on societies.

要么是无国家的社会,没有中央集权的法律,没有第三方执法——因此,无法无天和许多其他成本——要么是专制的国家,它们不倾听社会的意见,将自己的意志强加于社会,通常是非常镇压和其他方式。

But the original part of the book is to say, actually, squeezed in between these two things, there is this Red Queen dynamics, the corridor where states and societies sort of support each other, and that supporting process is a contentious process.

但这本书的最初部分是说,实际上,在这两件事之间,存在着红皇后动态,即国家和社会相互支持的走廊,而支持过程是一个有争议的过程。

It’s not that they are happily cooperating.

这并不是说他们合作愉快。

They are trying to race with each other.

他们正试图与彼此比赛。

Each is trying to have the upper hand.

每个人都试图占据上风。

But as long as that competition doesn’t become destructive, it can actually add to the capacity of both of them.

但只要这种竞争不具有破坏性,它实际上可以增加双方的能力。

So in that sense, it is an institutional theory.

所以从这个意义上说,它是一种制度理论。

It is also about norms and cultures because you really need to write norms and cultures for society to participate in politics, and the right sort of understanding of what that participation is about.

它还与规范和文化有关,因为你确实需要为社会参与政治制定规范和文化,以及对参与的内容有正确的理解。

But at some level, I also don’t see it that easily being reduced to other stories because it is exactly about this cooperation-and-competition dimension of state and society empowering both, which, at least to our understanding, was not an idea that has received much attention, but when you start thinking about it, it really opens up new horizons about your interpretation of the world.

但在某种程度上,我也不认为它很容易被简化为其他故事,因为它正是关于国家和社会赋予双方权力的这种合作与竞争的维度,至少在我们看来,这并不是一个受到太多关注的想法,但当你开始思考它时,它确实为你解释世界打开了新的视野。

On European exceptionalism

论欧洲例外论

COWEN

Just empirically, what do you think is the best underlying preexisting predictor of getting into that positive synergistic dynamic?

仅凭经验来看,您认为进入这种积极协同动态的最佳潜在预先存在的预测因素是什么?

ACEMOGLU

We spend quite a lot of time in the book going through several examples of countries that have been able to do that, and there are two prerequisites.

我们在书中花了相当多的时间来介绍几个能够做到这一点的国家的例子,其中有两个先决条件。

It is that you need to have both an already mobilized society with the norms and traditions of participating in politics, and you need to —

而是你需要拥有一个已经动员起来的社会,以及参与政治的规范和传统,并且你需要——

COWEN

That’s human capital somewhat, right?

这在某种程度上是人力资本,对吧?

ACEMOGLU

Well, let me say the other element.

好吧,让我说一下另一个要素。

Then I’ll come back to the human capital.

然后我会回到人力资本。

That’s a good question, but I’m going to disagree.

这是个好问题,但我不同意。

Then you also need some sort of institutional elements that survive or that are present, about how state institutions are run, how bureaucracy is organized, how administration is organized.

然后,你还需要某种现存的或现存的制度要素,关于国家机构如何运作、官僚机构如何组织、行政管理如何组织。

Let me take a specific example, and then we can talk about human capital in that context.

我举一个具体的例子,然后我们就可以谈谈人力资本。

You cannot talk about liberty without at least addressing, to some degree, why Europe is exceptional.

如果不至少在某种程度上解决欧洲为何如此特殊,就不能谈论自由。

Why is it that certain representative institutions develop most strongly in Europe and certain aspects of liberty — they did not only develop in Europe; the demand certainly was there throughout the world — but they took strongest root in Europe.

为什么某些代议制机构和自由的某些方面在欧洲发展得最为强劲——它们不仅在欧洲发展;而且在欧洲也发展得很好。世界各地肯定都有这种需求,但它们在欧洲扎根最深。

So what was special about it?

那么它有什么特别之处呢?

Culture, Greco-Roman heritage, geography?

文化、希腊罗马遗产、地理?

We say none of this.

我们不说这些。

It’s actually the meeting of bottom-up political participation and the institutions of the Roman Empire, even after the Western Roman Empire had collapsed.

这实际上是自下而上的政治参与和罗马帝国制度的相遇,即使是在西罗马帝国崩溃之后。

So where does the bottom-up element come from?

那么自下而上的元素从哪里来呢?

Well, it comes from the Germanic tribes who were raiding and sometimes fighting with, sometimes fighting against the Romans.

嗯,它来自日耳曼部落,他们经常袭击罗马人,有时与罗马人作战,有时与罗马人作战。

But after the Western Roman Empire collapsed, especially the Franks, sorry, amalgamation of several other Germanic tribes really took root throughout that area.

但在西罗马帝国崩溃后,尤其是法兰克人,抱歉,其他几个日耳曼部落的合并确实在该地区扎根。

The Franks did not have much human capital.

法兰克人没有多少人力资本。

They did not have any educational institutions.

他们没有任何教育机构。

They didn’t know how to read and write.

他们不知道如何读写。

They learned that from the church after they sort of adopted Christianity.

他们在接受基督教后从教会得知了这一点。

But what they had were these traditions of organizing their politics.

但他们拥有的是组织政治的传统。

This is recognized by Julius Caesar and Tacitus during the times of the Roman empires and the early chroniclers of the Merovingians and the Carolingians.

罗马帝国时期的尤利乌斯·凯撒和塔西佗以及墨洛温王朝和加洛林王朝的早期编年史家都承认这一点。

They had this view that the chiefs had to serve the people.

他们认为酋长必须为人民服务。

So the chiefs were often temporarily appointed during wartime, and out of war, they held back.

因此,酋长们往往是在战时临时任命的,而在战争结束后,他们就退缩了。

They had all these assemblies.

他们举行了所有这些集会。

Some historians call them the assembly politics of the German tribe.

一些历史学家称其为日耳曼部落的集会政治。

Everything had to be done through assemblies, and those traditions were the ones that they tried to fuse, and quite successfully in the hands of Clovis and Charlemagne, for example, together with the much more top-down Roman Empire’s institutions.

一切都必须通过集会来完成,而这些传统正是他们试图融合的传统,并且在克洛维和查理曼手中非常成功,例如,与更加自上而下的罗马帝国机构一起融合。

So it’s the human capital came out of that process, especially with the church’s doctrines and teachings as one of the key repositories of human capital around the Middle Ages, sort of playing out.

因此,人力资本就是从这个过程中产生的,特别是教会的教义和教义作为中世纪人力资本的关键宝库之一,在某种程度上发挥了作用。

But when you look at the Merovingians — they did not have high human capital.

但当你看看墨洛温王朝时,你会发现他们并没有很高的人力资本。

They certainly had much less human capital than the Romans before the Roman Empire had collapsed.

他们的人力资本肯定比罗马帝国崩溃之前的罗马人少得多。

COWEN

But I think you’re thinking about human capital in terms of some kind of education.

但我认为你正在从某种教育的角度来思考人力资本。

If you think of it in terms of norms, customs, and also ideas — they had Christianity.

如果你从规范、习俗和思想的角度来思考——他们有基督教。

You get the conciliar movement quite early in western Christianity.

在西方基督教中,大公会议运动很早就出现了。

You get underlying democratic forces.

你会得到潜在的民主力量。

In the Bible itself, there’s an emphasis on the individual, on the nobility of an individual who is not powerful in terms of military force but rather —

在圣经本身中,强调个人,强调个人的高贵,但他在军事力量方面并不强大,而是——

ACEMOGLU

Okay, so those are good questions.

好的,这些都是好问题。

COWEN

Why isn’t that the kind of Solow residual of Europe?

为什么这不是欧洲的索洛残差呢?

ACEMOGLU

Those are good questions.

这些都是好问题。

I agree some and I disagree some.

我同意一些,我不同意一些。

First of all, as I said early on, norms are critical.

首先,正如我之前所说,规范至关重要。

And I said, what are the Germanic people, what are the Franks bringing?

我说,日耳曼人是什么,法兰克人带来了什么?

Yes, it’s the norms.

是的,这是规范。

There they have some institutions — so the assemblies have become institutionalized — but it’s mostly norms, as I said.

他们在那里有一些机构——所以集会已经制度化了——但正如我所说,这主要是规范。

But the ideas that they are bringing aren’t associated with any sort of religious ideology or anything like that.

但他们带来的想法与任何宗教意识形态或类似的东西无关。

They’re just much more practical, and the role of the church is actually quite much more complex than what might first meet the eye.

它们只是更加实用,而且教会的角色实际上比乍一看要复杂得多。

First of all, the Merovingians weren’t, or the Franks weren’t, initially Christian.

首先,墨洛温王朝或者法兰克人最初并不是基督教徒。

They became Christian as a state-building effort.

他们成为基督徒是为了国家建设的努力。

Clovis decided to convert to Christianity, but it wasn’t a personal conversion.

克洛维斯决定皈依基督教,但这不是个人的皈依。

He converted together with all of his warriors, and he wanted to have the additional political hierarchy created thanks to the church.

他和他的所有战士一起皈依了基督教,他希望通过教会建立额外的政治等级制度。

And we know that when the church institutions and the Roman institutions meet with other sort of conditions, they did not lead to anything like the corridor that we see starting during the Merovingian and the Carolingian times.

我们知道,当教会机构和罗马机构遇到其他类型的条件时,它们并没有导致像我们看到的墨洛温王朝和加洛林王朝时期开始的走廊那样的事情。

The place where the church was extremely strong and Roman institutions were extremely strong was Byzantium.

教会极其强大、罗马机构极其强大的地方就是拜占庭。

The Eastern Roman Empire survived, and it was actually much better organized in many ways than the Western Roman Empire.

东罗马帝国幸存下来,而且它在很多方面的组织实际上比西罗马帝国要好得多。

Christianity played a very, very important role.

基督教发挥了非常非常重要的作用。

Their bureaucratic traditions persisted, but no liberty emerged in the Byzantium Empire because you had the one blade, which was the state institutions, but the other blade, the bottom-up politics, was completely missing.

他们的官僚传统依然存在,但拜占庭帝国没有出现自由,因为你拥有一把刀片,即国家机构,但另一把刀片,即自下而上的政治,完全缺失。

COWEN

If you think about the longer-term history of Islam, which is in many parts of the world, there are some recent examples of electoral democracies in Muslim countries, but there are actually remarkably few compared to the history of Christianity.

如果你想想伊斯兰教在世界许多地方的长期历史,穆斯林国家最近有一些选举民主的例子,但与基督教的历史相比,实际上要少得多。

Doesn’t that suggest the power of Christianity, as an idea on political institutions, is remarkably strong?

这难道不表明基督教作为一种政治制度观念的力量非常强大吗?

ACEMOGLU

Well, I think Islam is not exceptional.

嗯,我认为伊斯兰教并不例外。

There are many other religious traditions —

还有许多其他宗教传统——

COWEN

But Christianity is exceptional in my account, not Islam.

但在我看来,基督教是例外,而不是伊斯兰教。

ACEMOGLU

Okay, let’s talk about that.

好吧,我们来谈谈这个吧。

We can come back to Islam because we do actually spend quite a bit of time both about the origins of Islam as a state-building religion and also how it has been used and abused during recent times.

我们可以回到伊斯兰教,因为我们实际上花了相当多的时间来讨论伊斯兰教作为国家建设宗教的起源,以及它在近代如何被使用和滥用。

But about Christianity, I would say the Byzantium example says there’s nothing exceptional about Christianity in the hands of the Byzantium emperors.

但关于基督教,我想说拜占庭的例子表明,拜占庭皇帝手中的基督教并没有什么特殊之处。

Christianity was as repressive and as a top-down state religion as any.

基督教是一种压制性的、自上而下的国教。

Examples of that abound from Portugal to Spain, both in their own countries when the monarchs became strong enough, or the way that they impose this in their colonies.

从葡萄牙到西班牙,这样的例子比比皆是,无论是在他们自己的国家,当君主变得足够强大时,还是他们在殖民地强加这种做法的方式。

Christianity turned out to be extremely consistent with top-down politics imposition, stamping out all sorts of rights and bottom-up elements.

事实证明,基督教与自上而下的政治强加极为一致,消除了各种权利和自下而上的因素。

COWEN

Sure, but once you get the printing press and literacy, individualism then blossoms, right?

当然,但是一旦你有了印刷机和识字能力,个人主义就会绽放,对吗?

And demands for some kind of popular accountability.

并要求某种大众问责制。

ACEMOGLU

It does, but I will say that the roots of that are not in Christianity.

确实如此,但我要说的是,其根源并不在于基督教。

The roots of that are exactly in the mixture of Christianity with the bottom-up politics of the Frank institutions.

其根源正是基督教与弗兰克机构自下而上的政治的混合。

You see that, for example, again, in the case of the Anglo-Saxon England.

例如,在盎格鲁-撒克逊英格兰的例子中,你会再次看到这一点。

In the case of Anglo-Saxon England, Christianity plays a much secondary role relative to the assembly politics in the way that the Saxons brought to the British Isles.

就盎格鲁-撒克逊英格兰而言,相对于撒克逊人带到不列颠群岛的集会政治,基督教扮演着次要的角色。

You see those assemblies playing a role at every stage, constraining kings and completely changing the political traditions, even after the Norman Conquest.

你会看到这些议会在每个阶段都发挥着作用,限制国王并彻底改变政治传统,即使在诺曼征服之后也是如此。

Christianity comes in and out of the picture, but it’s completely secondary.

基督教在这个画面中出现和消失,但它完全是次要的。

Now once, of course, those political traditions become well rooted and the country is Christian, those two start merging, and some of the exporting of these ideas beyond the boundaries of the Germanic tribes themselves or Britain sometimes have a religious element.

当然,现在一旦这些政治传统根深蒂固并且国家是基督教国家,这两者就开始融合,而这些思想的一些输出超出了日耳曼部落本身或英国的边界,有时带有宗教元素。

But I don’t think I would interpret that as saying that there is something inherently different about Christianity.

但我不认为我会将此解释为基督教有本质上的不同。

COWEN

Is there something inherently different in East Asia and the Confucian tradition?

东亚和儒家传统有什么本质上的不同吗?

You take South Korea, the Park administration in the 1960s — it’s remarkably corrupt.

以 20 世纪 60 年代的韩国为例,朴槿惠政府非常腐败。

No rule of law.

没有法治。

Yet South Korea now is a completely developed nation, more or less on a par with France.

但韩国现在已经是一个完全发达国家,或多或少与法国处于同一水平。

ACEMOGLU

Yes, it’s democratized.

是的,它已经民主化了。

COWEN

But isn’t that endogenous to there being some cultural element in East Asia, which is common to Taiwan, Singapore — mainland China, we will see.

但这难道不是东亚存在某种文化元素的内生因素吗?这在台湾、新加坡和中国大陆都很常见,我们拭目以待。

But is that the case —

但事实是这样吗——

ACEMOGLU

Yes, but I think what’s very important — and we spent quite a bit of time in the book on this in the context of Chinese history — is not necessarily the notions of liberty or bottom-up politics.

是的,但我认为非常重要的——我们在书中花了相当多的时间在中国历史的背景下讨论这个问题——不一定是自由或自下而上的政治的概念。

What’s really very exceptional about East Asia are the traditions of state capacity that go back to the Qin dynasty in China.

东亚真正的独特之处在于其国家能力的传统可以追溯到中国的秦朝。

And Confucius’s teaching, as has been adopted by the successive Chinese dynasties, is an important part of it.

而孔子的学说,为中国历代王朝所沿用,就是其中的重要组成部分。

It spreads from China to Korea to Vietnam.

它从中国传播到韩国再到越南。

You have this more meritocratic organization of the bureaucracy, for example.

例如,官僚机构的组织更加精英化。

And you have strong states, but at least with some capacity, not just tinpot dictators.

你们有强大的国家,但至少有一定的能力,而不仅仅是无用的独裁者。

But what you want to think about there, again, is not a simply cultural thing.

但你想要思考的不仅仅是文化问题。

It does certainly survive in the forms of culture.

它确实以文化的形式存在。

It does certainly survive in the form of norms.

它确实以规范的形式存在。

But its institutional underpinnings are very important as well: the exact way in which the state is organized, the exact way in which the bureaucracy is organized, and the relationship between state and society.

但其制度基础也非常重要:国家组织的具体方式、官僚机构的具体组织方式以及国家与社会的关系。

The fact that society hasn’t had much of a voice really helps some of those traditions evolve.

事实上,社会没有太多的发言权,这确实有助于其中一些传统的发展。

If you go back in time long enough — for example, the Ottoman Spring period — China looks very different.

如果你回溯到足够长的时间——例如奥斯曼之春时期——中国看起来就大不一样了。

So it was a political change that happened, especially during the big wars of the Warring period, that really changed those traditions, those institutions.

因此,发生的政治变革,特别是在战国时期的大战期间,真正改变了这些传统和制度。

So again, my interpretation would be that it’s very much along the lines of what I’m talking about, which is the interplay of norms and institutions together shaping these things.

再说一遍,我的解释是,这与我所说的非常一致,即规范和制度的相互作用共同塑造了这些事物。

And there isn’t a special Chinese genetic or some such human capital or idea that’s surviving.

中国并没有特殊的基因或类似的人力资本或理念得以幸存。

It’s those norms and institutions that are recreating themselves in different guises.

正是这些规范和制度以不同的形式重新塑造了自己。

On Chinese exceptionalism

论中国例外论

COWEN

And Why Nations Fail — you’re quite bearish on China.

《为什么国家会失败》——你对中国非常看空。

Do you still agree with that assessment?

您仍然同意这个评价吗?

ACEMOGLU

Yeah, I would say that China is an experiment that we have never seen in the world.

是的,我想说中国是一个我们在世界上从未见过的实验。

In many ways, if you look at the growth of China in the 1980s, it’s very fast, but it’s not unusual.

从很多方面来看,如果你看看 20 世纪 80 年代中国的增长,你会发现它的增长速度非常快,但这并不罕见。

There are many other countries that grow in more or less the same way, which is that you get rid of the most inefficient parts of your system, the completely regulated agricultural prices that were leading to famines when the country actually had hyper agricultural productivity in the ’90s.

还有许多其他国家以或多或少相同的方式增长,也就是说,你摆脱了系统中效率最低的部分,即完全管制的农产品价格,当该国在 90 年代实际上拥有超高的农业生产力时,这些价格导致了饥荒。

You see the state-owned enterprises rationalizing and some private businesses entering into industry.

你会看到国有企业进行重组,一些私营企业进入工业领域。

All of those are very similar to what happened with the Prussian growth, for example, in 19th century, with the Russian growth, but it all even has some elements of commonality with the Soviet growth during the 1930s, ’40s, and ’50s.

所有这些都与普鲁士的增长非常相似,例如19世纪俄罗斯的增长,但它甚至与1930年代、40年代和50年代苏联的增长有一些共同点。

But what we are seeing right now is — against the predictions of many pundits, but very much consistent with the framework that we’re presenting in The Narrow Corridor — the imbalance between state and society meant that growth went hand in hand with the state’s control over society not weakening and, in many ways during Xi Jinping, getting stronger.

但我们现在看到的是——与许多专家的预测相反,但与我们在《狭窄的走廊》中​​提出的框架非常一致——国家与社会之间的不平衡意味着经济增长与国家对社会的控制齐头并进,在习近平执政期间,国家对社会的控制没有减弱,而且在很多方面变得更强。

But what makes China exceptional is that — like no other despotic, extractive society in history — it has a complete obsession with innovation and technology.

但中国的特殊之处在于——与历史上任何其他专制、榨取性的社会不同——它对创新和技术有着完全的痴迷。

When you look at other despotic states, they understand they have to use technology.

当你看看其他专制国家时,他们明白他们必须使用技术。

They understand they have to build some edge in some things such as war making, but they are not pouring resources.

他们明白他们必须在战争等某些事情上建立一些优势,但他们并没有投入资源。

They’re not trying to reorganize society in a new way in order to bring forth innovation while still keeping that despotic control.

他们并不是试图以新的方式重组社会,以带来创新,同时仍然保持专制控制。

China is the first society that’s really systematically trying to do that.

中国是第一个真正系统地尝试这样做的社会。

China wants to keep the despotic control of the Chinese Communist Party while at the same time be a leader in digital technology, leader in Telecom, leader in AI, and it’s pouring a lot of resources.

中国希望保持中共的专制控制,同时成为数字技术的领导者、电信的领导者、人工智能的领导者,并且正在投入大量资源。

It’s providing incentives, and the question is whether this is going to succeed.

它提供了激励,问题是这是否会成功。

My view is, it is not a complete failure, but it’s not going to be a huge success.

我的观点是,这不是彻底的失败,但也不会取得巨大的成功。

You see the problems in it already, and we can go into some of the details.

您已经看到了其中的问题,我们可以讨论一些细节。

I don’t want to keep going on and on.

我不想继续这样下去。

But there are tensions.

但也存在紧张局势。

You really need — you called it individualism.

你确实需要——你称之为个人主义。

I’m happy to call it that.

我很高兴这样称呼它。

I would have called it something differently.

我会用不同的方式称呼它。

But you need that individualism spark.

但你需要个人主义的火花。

You need that experimentation for the most radical type of innovations to take place, and China is missing that.

你需要进行最激进的创新实验,而中国却缺少这一点。

It’s going to try to pour more and more resources to make up for it, but I’m not sure whether it’s going to work.

它会尝试投入越来越多的资源来弥补,但我不确定它是否会起作用。

COWEN

How predictive do you think your theories are?

您认为您的理论的预测性如何?

Say you looked at Africa, knowing all of what’s in your books and your articles, and you play a Philip Tetlock forecasting tournament.

假设您观察了非洲,了解您的书籍和文章中的所有内容,并且您参加了 Philip Tetlock 预测锦标赛。

Which countries in Africa will do quite well over the next 30 years?

非洲哪些国家在未来30年会表现出色?

Are you better at that than other people are?

你在这方面比其他人更擅长吗?

ACEMOGLU

I don’t think I would be that good at it because I think one of the things that you see when you start thinking about the complex of institutions and norms — details matter, leadership matters, collapses matter.

我认为我不会那么擅长,因为我认为当你开始思考制度和规范的复杂性时,你会看到一件事——细节很重要,领导力很重要,崩溃也很重要。

You see some elements that can be the basis of some broad tendencies.

您会看到一些元素可以成为某些广泛趋势的基础。

We said this in Why Nations Fail seven years ago, and we’re saying it again.

七年前,我们在《国家为何失败》中就说过这一点,现在我们还要再说一遍。

I don’t think China is going to seamlessly democratize and enter the corridor and start having very strong civil-society institutions.

我认为中国不会无缝地实现民主化并进入走廊并开始拥有非常强大的公民社会机构。

You’re not going to be able to build very strong state capacity institutions in places that have a tradition of completely distrusting the state.

在具有完全不信任国家传统的地方,你将无法建立非常强大的国家能力机构。

You also are going to have a very different growth experience in places where you have a tradition of state capacity.

在拥有国家能力传统的地方,你也会有非常不同的成长经历。

So Vietnam is going to be very different than Burma, for example, because at least in parts of Vietnam, you have this tradition and institutions of states organizing production, organizing irrigation.

因此,越南将与缅甸有很大不同,因为至少在越南的部分地区,有这种传统和国家组织生产、组织灌溉的机构。

And in Africa, Rwanda and Burundi, with a tradition of much stronger state institutions, are going to be very different.

在非洲,卢旺达和布隆迪有着更强大的国家机构传统,情况将会非常不同。

Ethiopia has some of that also, and those countries can pursue a very different growth strategy than, say, Nigeria.

埃塞俄比亚也有一些这样的特点,这些国家可以采取与尼日利亚等国家截然不同的增长战略。

Nigeria is an amalgamation of many, many, many different ethnicities, tribes, and nationalities.

尼日利亚是许多不同种族、部落和民族的融合体。

It had none of it.

它什么也没有。

Well, Yoruba perhaps a little bit has some of these traditions of older empires.

嗯,约鲁巴人也许有一些古老帝国的传统。

But the country is not going to have a top-down growth strategy like the one that Rwanda and Ethiopia have.

但该国不会像卢旺达和埃塞俄比亚那样采取自上而下的增长战略。

But these are just very general tendencies.

但这些只是非常普遍的趋势。

Nigeria can collapse into civil war again, and it’s very difficult to predict those things.

尼日利亚可能会再次陷入内战,而这些事情很难预测。

You can predict the fault lines.

您可以预测断层线。

You can predict some of the comparative advantages.

您可以预测一些比较优势。

You can predict what is going to be very difficult.

你可以预测什么会是非常困难的。

But making very specific predictions is going to be very hard.

但做出非常具体的预测将非常困难。

COWEN

If you had to name two or three nonobvious nations to be bullish on, are there any picks you would make?

如果您必须说出两个或三个不明显的国家来看好,您会选择哪些国家?

ACEMOGLU

That’s a great question.

这是一个很好的问题。

Well, I don’t know what nonobvious means —

好吧,我不知道非显而易见是什么意思——

COWEN

Denmark.

丹麦。

Denmark will do fine, we can agree.

丹麦会做得很好,我们可以同意。

ACEMOGLU

In Latin America, I would pick Uruguay and Chile.

在拉丁美洲,我会选择乌拉圭和智利。

I think those are two societies that have made the investments for both getting the bottom-up politics working and the top-down state institutions.

我认为这两个社会都为自下而上的政治运作和自上而下的国家机构进行了投资。

They both have very deep conflicts.

他们两人有很深的矛盾。

Chile is a very highly unequal country.

智利是一个非常不平等的国家。

Economic inequality, I think, actually understates social inequality.

我认为,经济不平等实际上低估了社会不平等。

And you are seeing that with protests.

你在抗议中看到了这一点。

We’re seeing that with distributional conflicts.

我们在分配冲突中看到了这一点。

But despite that, I think this combination makes Chile unique in many ways.

但尽管如此,我认为这种结合使智利在很多方面都独一无二。

And Uruguay, I think, has attempted to do the same thing.

我认为乌拉圭也试图做同样的事情。

I think Ethiopia is a great example to watch.

我认为埃塞俄比亚是一个值得关注的很好的例子。

It’s been crushed under brutal dictatorships for so long, but it has some of the elements of state institutions that are much stronger than the rest of Africa.

它长期以来一直被残酷的独裁统治所压垮,但它的国家机构的一些要素比非洲其他国家要强大得多。

And again, what you’re seeing with Abiy Ahmed now is this attempt to bring out the bottom-up element.

再说一次,你现在在阿比·艾哈迈德身上看到的是这种尝试带出自下而上的元素。

I think that’s very important.

我认为这非常重要。

You can go a little bit more micro.

你可以更微观一些。

In the book, we talk about Lagos.

在书中,我们谈论拉各斯。

Lagos is a super interesting case because it was the favorite example for everybody who wanted to talk of chaos and anarchy.

拉各斯是一个非常有趣的案例,因为它是每个想要谈论混乱和无政府状态的人最喜欢的例子。

It was a lawless city falling into pieces.

这是一座支离破碎的无法无天的城市。

Gangs were roaming the streets.

帮派在街上游荡。

But then what you actually witnessed in Lagos is exactly the type of thing that our framework suggests is a way out.

但你在拉各斯实际目睹的情况正是我们的框架所建议的出路。

Some politicians who understood that the only way out of the morass was, you’re going to promise to offer better state services, better tax collection, better refuse collection, better schooling, while at the same time encourage society to monitor them better.

一些政客明白,摆脱困境的唯一出路是,你将承诺提供更好的国家服务、更好的税收、更好的垃圾收集、更好的教育,同时鼓励社会更好地监督他们。

So the dual action of increase the state’s capacity while society’s controls get tightened as well.

因此,在增加国家能力的同时,社会的控制也得到加强。

On things under- and overrated

关于被低估和高估的事情

COWEN

Now in these conversations, we usually have a segment, underrated versus overrated.

现在,在这些对话中,我们通常会有一个被低估和被高估的部分。

I’ll toss something out.

我会扔掉一些东西。

You give your opinion.

你给出你的意见。

You’re free to pass.

你可以自由通过。

Orhan Pamuk.

奥尔罕·帕慕克。

ACEMOGLU

I think he is just right.

我认为他是对的。

He’s an amazing writer and a brilliant voice for Turkey.

他是一位出色的作家,也是土耳其的杰出代言人。

COWEN

Turkish pizza — overrated or underrated?

土耳其披萨——被高估还是被低估?

ACEMOGLU

Oh, I love it.

哦,我喜欢它。

I love it.

我喜欢它。

I’m not sure whether I would say underrated, but yes, I love it, so perhaps underrated.

我不确定我是否会说被低估,但是是的,我喜欢它,所以也许被低估了。

COWEN

Randomized control trials as a method for development economics.

随机对照试验作为发展经济学的一种方法。

ACEMOGLU

The way I would put it is that every tool is useful.

我想说的是,每个工具都是有用的。

You should not overuse and overemphasize any tool.

您不应该过度使用和过分强调任何工具。

If you think that randomized controlled trials are useless, that’s absolutely wrong.

如果你认为随机对照试验没有用,那是绝对错误的。

But if you think that they’re going to answer the majority of the questions in development economics, that’s even more wrong.

但如果你认为它们能够回答发展经济学中的大部分问题,那就更错了。

COWEN

Cross-country growth regressions — underrated or overrated?

跨国增长回归——被低估还是高估?

ACEMOGLU

Same thing.

同样的事情。

I think they were hugely overrated.

我认为他们被严重高估了。

They have so many problems.

他们有很多问题。

But if I say they are overrated, I wouldn’t mean to say that you should not look at cross-country data.

但如果我说它们被高估了,我并不是说你不应该查看跨国数据。

If your questions are about which countries develop and national development paths, which are just overwhelmingly important for lifting millions and billions of people out of poverty, you have to look at cross-country comparisons.

如果您的问题是哪些国家正在发展以及国家发展道路对于使数百万人摆脱贫困至关重要,那么您必须考虑跨国比较。

COWEN

Publishing in a top-five journal.

在排名前五的期刊上发表文章。

There’s a current obsession with this —

目前人们对此很着迷——

ACEMOGLU

Overrated.

被高估了。

COWEN

— getting stronger.

——变得更强。

Why overrated?

为何被高估?

What’s your take?

你怎么看?

ACEMOGLU

Well, I think economists have to appeal to a broader audience, and our science has to be solid.

嗯,我认为经济学家必须吸引更广泛的受众,而且我们的科学必须扎实。

Publishing in the top five journals is a good discipline because it makes sure that we don’t slack off, we don’t do shoddy research and get the credit for it.

在排名前五的期刊上发表文章是一项很好的纪律,因为它可以确保我们不会懈怠,不会做粗制滥造的研究并因此获得荣誉。

But if it becomes an obsession, it is at the cost of communicating with the rest of the world.

但如果它成为一种痴迷,那就是以与世界其他地方沟通为代价的。

And that’s not healthy either.

这也不健康。

Publishing in the top five journals is a good discipline because it makes sure that we don’t slack off, we don’t do shoddy research and get the credit for it.

在排名前五的期刊上发表文章是一项很好的纪律,因为它可以确保我们不会懈怠,不会做粗制滥造的研究并因此获得荣誉。

But if it becomes an obsession, it is at the cost of communicating with the rest of the world.

但如果它成为一种痴迷,那就是以与世界其他地方沟通为代价的。

And that’s not healthy either.

这也不健康。

Since at the moment, all of the incentives in academia and economics depend on publishing in the top five journals, I would say somewhat overrated because we should also value people who are able to reach a broader audience, think outside the box.

由于目前学术界和经济学界的所有激励措施都取决于在排名前五的期刊上发表文章,我想说有点高估了,因为我们还应该重视那些能够接触到更广泛受众、跳出框框思考的人。

Sometimes fads really determine who can get published and what can get published in the top five journals.

有时,时尚确实决定了谁可以在前五名期刊上发表文章以及什么内容可以发表。

So if you have some big ideas and you’re looking at the data of the world in a different way, but your identification isn’t solid, you’re never going to get into a top-five journal.

因此,如果你有一些伟大的想法,并且你正在以不同的方式看待世界数据,但你的识别并不可靠,那么你永远不会进入前五名期刊。

But we shouldn’t be discouraging that type of research.

但我们不应该阻止此类研究。

COWEN

The Turkish movie director Nuri Bilge Ceylan — overrated or underrated?

土耳其电影导演努里·比尔格·锡兰——被高估还是被低估?

ACEMOGLU

Ah, so, he’s okay.

啊,所以,他没事。

COWEN

He’s okay.

他没事。

What’s your favorite Pamuk novel?

你最喜欢帕慕克的哪部小说?

ACEMOGLU

I probably would say White Castle.

我可能会说白色城堡。

COWEN

For me, I think it would be Snow.

对我来说,我认为是雪。

On political liberty in Turkey

论土耳其的政治自由

Now, the future of political liberty in Turkey.

现在,土耳其政治自由的未来。

Are you optimistic?

你乐观吗?

And what’s the path back?

回去的路是什么?

ACEMOGLU

Well, I don’t think it’s easy to be optimistic.

嗯,我认为乐观并不容易。

I tried to be optimistic, but Turkey is going through a really, really bad time.

我试图保持乐观,但土耳其正在经历一段非常非常糟糕的时期。

The new presidency with executive powers and no checks and balances is terrible.

拥有行政权力、没有制衡的新总统是可怕的。

Turkey has become much, much more polarized over the last 15 years.

过去 15 年里,土耳其变得更加两极分化。

All of the independent agencies, judiciary institutions have completely collapsed.

所有的独立机构、司法机构都彻底崩溃了。

There is not even a modicum of judicial independence in Turkey.

土耳其甚至没有一点司法独立。

If you can look at the military period and you can say the courts were not independent of the military at the time, that’s true, but the extent to which that could happen is not comparable to today.

如果你看看军事时期,你可以说当时的法院并不独立于军队,这是事实,但这种情况发生的程度与今天无法相比。

But on the other hand, when the West, especially the Europeans, look at Turkey, they misinterpret it.

但另一方面,当西方,尤其是欧洲人看待土耳其时,他们却误解了它。

They misinterpreted it in the 2000s, thinking, well, Erdogan was a force for democracy.

他们在 2000 年代误解了这一点,认为埃尔多安是民主的力量。

By the time he became the darling of some European media outlets, he was already undermining all Turkish institutions.

当他成为一些欧洲媒体的宠儿时,他已经在破坏土耳其的所有机构。

But they are also misjudging the situation in Turkey, thinking that he’s an absolute dictator.

但他们也误判了土耳其的局势,认为他是一个绝对的独裁者。

What really distinguishes Erdogan is his weakness as well as his strength.

埃尔多安的真正与众不同之处在于他的弱点和优点。

And he really depends on some sort of public opinion and enough support from the public to be able to do it.

他确实依赖某种公众舆论和公众足够的支持才能做到这一点。

Many of the worst economic policies in Turkey are attempts to get that, and some of the very bad foreign policies are attempts to get that support.

土耳其许多最糟糕的经济政策都是为了获得这种支持,而一些非常糟糕的外交政策也是为了获得这种支持。

So what we have seen in the latest municipal elections this summer was exactly that.

所以我们在今年夏天最近的市政选举中看到的情况正是如此。

Erdogan did not have the power to stop a huge electoral backlash that happened against him.

埃尔多安没有能力阻止针对他的巨大选举抵制。

So that says that the way out is possible for Turkey, but it’s going to be a very slow way out.

所以这表明土耳其的出路是可能的,但这将是一个非常缓慢的出路。

And the fact that the opposition itself is problematic, divided, doesn’t have a clear ideology of building Turkish democracy — I think all of these make the endgame really, really hard and treacherous in Turkey.

事实上,反对派本身就有问题、分裂,没有建立土耳其民主的明确意识形态——我认为所有这些都使得土耳其的结局变得非常非常艰难和危险。

COWEN

The PKK — are they terrorists?

库尔德工人党——他们是恐怖分子吗?

And should America be supporting them?

美国应该支持他们吗?

ACEMOGLU

Well, PKK are, of course, terrorists.

嗯,库尔德工人党当然是恐怖分子。

There is no doubt about that.

毫无疑问。

The YPG’s relationship with the PKK — that’s much more complex, but it is an arms-length relationship, and they are not independent of the PKK.

人民保卫军与库尔德工人党的关系要复杂得多,但这是一种保持一定距离的关系,而且他们并不独立于库尔德工人党。

But the situation, of course, in Syria is much more complicated.

但叙利亚的情况当然要复杂得多。

First of all, the US, for a variety of reasons, made the choice of working with YPG, and going back on it is costly as a signal to US’s allies.

首先,美国出于多种原因选择与人民保卫军合作,而反悔的代价是向美国盟友发出的信号。

And the alternative is that creating a vacuum there is not going to help anybody.

另一种选择是,在那里制造真空对任何人都没有帮助。

I think the biggest threats that we are facing right now are Islamic State terrorists getting free or getting a toehold in that area, or the Syrian and the Russian army now completely controlling that strip, or at least much of that strip.

我认为我们现在面临的最大威胁是伊斯兰国恐怖分子逃脱或在该地区获得立足点,或者叙利亚和俄罗斯军队现在完全控制该地带,或者至少是该地带的大部分。

I think none of those are good for the future of the Middle East, and they’re not really good for the security of the West, especially there, again, if the Islamic State comes back.

我认为这些对中东的未来都没有好处,对西方的安全也没有真正的好处,尤其是在伊斯兰国卷土重来的情况下。

So I think the current situation before the Turkish offensive had a lot of problems, but where we are heading right now is even worse.

所以我认为土耳其进攻之前的现状有很多问题,但我们现在的情况更糟。

COWEN

Is women’s autonomy a variable in your theory?

女性的自主权是您理论中的一个变量吗?

And how should we think about the apparent inability of many countries in or near the Middle East to mobilize the productive opportunities for women?

我们应该如何看待中东或中东附近的许多国家明显无力为妇女调动生产机会?

ACEMOGLU

I think it’s a huge problem.

我认为这是一个很大的问题。

If you have a country like Saudi Arabia, where women are essentially not part of the labor force for all practical purposes, you are just running your race with one of your arms and one of your legs tied behind you, so it’s a huge problem.

如果像沙特阿拉伯这样的国家,出于所有实际目的,女性基本上不属于劳动力的一部分,那么您只是将一只手臂和一条腿绑在身后参加比赛,所以这是一个大问题。

But —

但是——

COWEN

Does that co-move with the Red Queen dynamic in your new book?

这与你的新书中的红皇后动态一致吗?

ACEMOGLU

Absolutely.

绝对地。

COWEN

Or it’s a separate institution?

还是一个独立的机构?

ACEMOGLU

No, it is.

不,是的。

It’s part of the process of liberty building.

这是自由建设过程的一部分。

This is one of the things you can ask me.

这是你可以问我的事情之一。

You’re going to say, “Britain was getting free or was already free in the 19th century when it was reforming its democratic institutions.” But what about women?

你会说,“英国在 19 世纪改革民主制度时正在获得自由或已经获得自由。”但女性呢?

Women didn’t have the right to vote.

妇女没有投票权。

They had no rights.

他们没有权利。

Their assets could be taken away from them.

他们的资产可能会被剥夺。

Their children could be taken away from them.

他们的孩子可能会被夺走。

How is that a free society?

怎么会是自由社会呢?

This is one of the things that we try to grapple with in the book.

这是我们在书中试图解决的问题之一。

Freedom, liberty is a process.

自由,自由是一个过程。

It’s all of these various social hierarchies and restrictions on what people can do in their economic and social lives being broken down one by one, and women’s freedom is a very important element of it.

所有这些不同的社会等级制度以及对人们在经济和社会生活中可以做什么的限制都被一一打破,而妇女的自由是其中非常重要的因素。

And along the lines of what we are emphasizing, it’s not something that was given as a gift by men.

正如我们所强调的那样,这不是男人作为礼物赠送的东西。

It’s not something that naturally came just in and of itself.

这并不是自然而然发生的事情。

It was a process of political change.

这是一个政治变革的过程。

This is one of the things that we try to grapple with in the book.

这是我们在书中试图解决的问题之一。

Freedom, liberty is a process.

自由,自由是一个过程。

It’s all of these various social hierarchies and restrictions on what people can do in their economic and social lives being broken down one by one, and women’s freedom is a very important element of it.

所有这些不同的社会等级制度以及对人们在经济和社会生活中可以做什么的限制都被一一打破,而妇女的自由是其中非常重要的因素。

And along the lines of what we are emphasizing, it’s not something that was given as a gift by men.

正如我们所强调的那样,这不是男人作为礼物赠送的东西。

It’s not something that naturally came just in and of itself.

这并不是自然而然发生的事情。

It was a process of political change.

这是一个政治变革的过程。

People protested.

人们提出抗议。

They wanted more rights, they wanted more voice, and it was, even more importantly, a process of cultural norm change.

他们想要更多的权利,想要更多的发言权,更重要的是,这是一个文化规范改变的过程。

Even after women got the vote in the US and Britain, for example, you wouldn’t say that women were free.

例如,即使女性在美国和英国获得了投票权,你也不会说女性是自由的。

There were so many norms that discriminated against them in the workplace, in the family, and what they could do in social life.

在工作场所、家庭以及社交生活中,有太多歧视他们的规范。

And all of these had to change slowly, but it’s this process of political and social change together, and economic change follows from that.

所有这些都必须缓慢改变,但这是政治和社会变革共同发生的过程,经济变革随之而来。

COWEN

In The Narrow Corridor, you’re very critical of the Indian caste system.

在《狭窄的走廊》中​​,你对印度的种姓制度非常批评。

But if I just do simple comparative analysis, India is wealthier than either Pakistan or Bangladesh, which are largely Muslim, don’t have a formal caste system.

但如果我只做简单的比较分析,印度比巴基斯坦或孟加拉国更富裕,这两个国家主要是穆斯林,没有正式的种姓制度。

So, can the Indian caste system be such a major factor holding India back?

那么,印度的种姓制度会成为阻碍印度发展的主要因素吗?

ACEMOGLU

That’s a good question.

这是一个好问题。

But we have to remember .

但我们必须记住。

.

。

.

。

I don’t know enough about Bangladesh to be able to comment on Bangladesh, but in the case of Pakistan, there are two observations that are relevant.

我对孟加拉国了解不够,无法对孟加拉国发表评论,但就巴基斯坦而言,有两个相关的观察结果。

One is that Pakistan, of course, ended up with the most feudal parts of the Indian subcontinent, in some sense.

一是,从某种意义上说,巴基斯坦当然最终成为了印度次大陆最封建的地区。

And the way that its political system evolved wasn’t adaptation to those feudal political, social relations.

而其政治制度的演变方式并不适应那些封建的政治、社会关系。

The strengthening of the army, the alliance between dictatorial power of army generals and politicians, together with the feudal landowners, I think, was not something that was invented out of raw cloth.

我认为,加强军队、军队将领和政客的独裁权力与封建地主的联盟,并不是凭空捏造出来的。

But even more importantly, the Muslims in the Indian history should not be thought of as a separate category.

但更重要的是,印度历史上的穆斯林不应该被视为一个单独的类别。

They are part of the caste system.

他们是种姓制度的一部分。

The caste system, by creating social hierarchies, in the same way that it affects the untouchables, the Dalits, it also affects the Muslims.

种姓制度通过创造社会等级制度,以同样的方式影响贱民、达利特人,它也影响穆斯林。

So they’re part of that social hierarchy, and the evolution of their norms, their economic opportunities were very much shaped by that whole heritance.

因此,他们是社会等级制度的一部分,他们的规范的演变、他们的经济机会在很大程度上受到整个传承的影响。

COWEN

Your comparison of the histories of Guatemala and Costa Rica — your book assigns a very large role to the differential histories of coffee plantations in both countries.

您对危地马拉和哥斯达黎加历史的比较——您的书对两国咖啡种植园的不同历史赋予了很大的作用。

But if we look also at the distribution of income within countries — who’s wealthy in Guatemala, who’s poor — as a gross generalization, the fairer-skinned people are wealthy.

但如果我们也看看国家内部的收入分配——在危地马拉谁富有,谁贫穷——作为一个总体概括,皮肤较白的人是富有的。

The indigenous are poorer, they’ve been oppressed, they have much worse schools.

土著人更穷,他们受到压迫,他们的学校更差。

They may not have schools at all.

他们可能根本没有学校。

Why isn’t the difference between Guatemala and Costa Rica mostly a matter of ethnicity and not so much a matter of the differential history of coffee plantations?

为什么危地马拉和哥斯达黎加之间的差异主要不是种族问题,而不是咖啡种植园历史差异的问题?

Isn’t that the more economical theory that also explains distribution of income within each country?

这难道不是更经济的理论,也能解释每个国家内部的收入分配吗?

ACEMOGLU

I don’t think so because the reason for that is .

我不这么认为,因为原因是。

.

。

.

。

I would say that the account that we provide is fairly economical.

我想说我们提供的账户相当经济。

In the middle of the 19th century, Costa Rica and Guatemala are not that different.

19世纪中叶,哥斯达黎加和危地马拉并没有什么不同。

They were recently part of the same empire, and all of the economic powerhouse, economic heartland of the kingdom of Guatemala is in Guatemala.

他们最近是同一个帝国的一部分,危地马拉王国的所有经济强国、经济中心都在危地马拉。

That’s where all the big landowners are.

那是所有大地主所在的地方。

That’s where all the big trade associations are.

那是所有大型贸易协会的所在地。

Costa Rica is a marginal land.

哥斯达黎加是一块边缘土地。

So it is that political background that really shapes how they react to the new opportunities being made available by the transport revolution and coffee economy.

因此,正是这种政治背景真正决定了他们如何应对交通革命和咖啡经济带来的新机遇。

So they go in the smallholder direction, whereas Guatemala doubled down on repression.

因此,他们朝着小农方向发展,而危地马拉加大了镇压力度。

Who are the people who are being repressed?

那些被镇压的人是谁?

Well, the people who are being repressed are the ethnically indigenous inhabitants of Guatemala.

好吧,受到镇压的人是危地马拉的土著居民。

It’s a very, very naked, savage form of repression.

这是一种非常非常赤裸裸、野蛮的镇压形式。

No education, no economic opportunities, and it actually goes on well into the late 20th century.

没有教育,就没有经济机会,这种情况实际上一直持续到 20 世纪末。

The military dictatorship in Guatemala and the civil war — they were all along the lines of indigenous versus nonindigenous people, and the elites that were created by unequal land distribution versus not.

危地马拉的军事独裁和内战——都是围绕着土著人民与非土著人民、以及由不平等的土地分配与非不平等土地分配所创造的精英的界限。

So it is that history that you have to take into account when you say that people with indigenous inheritance and origin are actually poorer.

因此,当你说拥有土著遗产和血统的人实际上更贫穷时,你必须考虑到这段历史。

And the reason why I’m saying the ethnicity-based explanation is not an obvious one — when you look at other areas where economic history has been different, then the role of indigenous heritage is very different.

我之所以说基于种族的解释并不明显——当你看看经济历史不同的其他地区时,土著遗产的作用就非常不同。

So again, back to Chile.

再说一遍,回到智利。

Of course, the people with indigenous background in Chile have had a worse time than the elites who live in Santiago, but the income gaps are much, much smaller because the economy went in a different direction.

当然,智利有土著背景的人比圣地亚哥的精英阶层过得更糟,但收入差距要小得多,因为经济发展方向不同。

The extent of repression — especially after democratization and people got the vote, and with the secret ballot — significantly decreased, and states started providing services in terms of education and healthcare to these people, and those gaps really significantly narrowed.

镇压的程度——特别是在民主化和人们获得投票权以及无记名投票之后——显着减少,各州开始向这些人提供教育和医疗保健方面的服务,这些差距确实显着缩小。

So I don’t think you can just —

所以我认为你不能只是——

COWEN

But the Mapuche in Chile — they’re very poor, right?

但智利的马普切人——他们很穷,对吧?

They live in some of the worst parts of the country.

他们生活在这个国家一些最糟糕的地区。

They have the worst schools.

他们有最差的学校。

ACEMOGLU

Yes.

是的。

Again, that’s part of the history.

再说一遍,这是历史的一部分。

But if you look at the income gaps, they’re much, much less than the ones in Guatemala — again, as a result of the much, much lower levels of repression that they’ve suffered as a result of the history.

但如果你看看收入差距,就会发现它们比危地马拉的收入差距要小得多——这又是因为他们因历史而遭受的镇压程度要低得多。

On the Daron Acemoglu production function

关于 Daron Acemoglu 生产函数

COWEN

Our final segment — we call this the Daron Acemoglu production function.

我们的最后一个部分——我们称之为 Daron Acemoglu 生产函数。

So how do you work?

那么你如何工作呢?

How do you and Jim Robinson collaborate?

你和吉姆·罗宾逊是如何合作的?

What’s your mix of talking, writing?

你的说话和写作是怎样的?

Do you go for three-hour walks like Kahneman and Tversky did?

你会像卡尼曼和特沃斯基那样散步三个小时吗?

How does it work?

它是如何运作的?

ACEMOGLU

Well, Jim and I have been working for, now, 22 years.

好吧,吉姆和我已经工作 22 年了。

We started working together in 1994.

我们从 1994 年开始合作。

Oh, my goodness, 25 years.

哦,天哪,25年了。

Oh gosh, time flies by.

天哪,时间过得真快。

Early 1995.

1995 年初。

And we’ve worked, we’ve written so many papers together that we really .

我们一起工作,一起写了很多论文,我们真的。

.

。

.

。

Our way of thinking has merged.

我们的思维方式已经融合。

In the early phases, we did spend a lot of time together.

在早期阶段,我们确实花了很多时间在一起。

Jim would come and stay with me.

吉姆会来和我住在一起。

I would go and stay with Jim.

我会去和吉姆呆在一起。

But then, as we’ve become busier and we’re in different cities, we don’t do that as much.

但后来,随着我们变得更加忙碌并且我们在不同的城市,我们就不再那么做了。

So there’s a lot of email conversation and sometimes long phone conversations, but we’re able to understand each other when we write.

因此,我们有很多电子邮件交谈,有时还有很长的电话交谈,但我们在写作时能够互相理解。

For example, it’s very difficult for people to tell which part of a paper or which part of our book we have written because we’ve been working so closely together.

例如,人们很难判断我们写了论文的哪一部分或书的哪一部分,因为我们一直在密切合作。

COWEN

This is Google Docs?

这是谷歌文档?

Or you trade a Word file back and forth?

或者您来回交换Word 文件?

ACEMOGLU

No, it’s a Word file doc.

不,这是一个 Word 文件文档。

I use voice recognition software.

我使用语音识别软件。

Google Docs is not great for that yet, but perhaps one day it will be great.

Google 文档目前还不能很好地实现这一点,但也许有一天它会变得很棒。

We would really benefit a lot from spending three-hour walking afternoons together, but sometimes you do what you can do.

一起度过三个小时的下午散步确实会让我们受益匪浅,但有时你会做你能做的事情。

COWEN

What’s your best nonobvious productivity trick?

你最好的非显而易见的生产力技巧是什么?

ACEMOGLU

Coffee.

咖啡。

ACEMOGLU

But it’s obvious, right.

但这是显而易见的,对吧。

COWEN

That’s obvious.

这是显而易见的。

ACEMOGLU

Well, if you asked me that question eight years ago or ten years ago, I would’ve said I never read blogs or anything like that on the internet, and that saves a huge amount of time.

好吧,如果你八年前或十年前问我这个问题,我会说我从来没有在互联网上读过博客或类似的东西,这节省了大量时间。

Nowadays, I do a little bit more of the internet reading because now everything’s on the internet, but I try to protect my time.

如今,我会更多地上网阅读,因为现在一切都在互联网上,但我会尽力保护自己的时间。

I try to remain focused in the office.

我努力在办公室里保持专注。

I meet with people, I talk with people, but when it’s time for work, I do the work rather than goof around on the internet.

我与人见面,与人交谈,但当工作时间到时,我会做工作而不是在互联网上闲逛。

COWEN

What TV shows do you watch?

你看什么电视节目?

ACEMOGLU

I haven’t watched anything on TV per se.

我本身没有在电视上看过任何东西。

Downloads —

下载次数 —

COWEN

That’s a productivity trick right there, right?

这就是提高生产力的技巧,对吗?

ACEMOGLU

That’s a productivity trick.

这是一个提高生产力的技巧。

Right now, I’m watching Berlin Station, which is a show about spies and spooks, which is one thing I have a weak spot for.

现在,我正在看《柏林车站》,这是一部关于间谍和间谍的节目,这是我的弱点之一。

None of the new Netflix things have really caught my fancy all that much.

Netflix 的新内容都没有真正引起我的兴趣。

The House of Cards was okay, but I guess one of the things is, I still prefer movies than these very elaborately produced TV shows.

《纸牌屋》还不错,但我想其中一件事是,我仍然更喜欢电影而不是这些精心制作的电视节目。

But that probably shows my age.

但这可能暴露了我的年龄。

COWEN

What’s your favorite movie, and has it influenced your thought?

你最喜欢的电影是什么?它影响了你的想法吗?

ACEMOGLU

I think at the deep level, many of the movies that I watched as a young man influenced many of the things that I have worked on or the way that I’ve approached.

我认为从深层次来说,我年轻时看过的许多电影影响了我所做的许多事情或我的处理方式。

I like the Kurosawa movies, like Ran — they’re this historic sort of thing.

我喜欢黑泽明的电影,就像《乱》一样——它们都是具有历史意义的东西。

Bergman’s Seventh Seal.

伯格曼的《第七封印》。

But I also like the more humorous — big fan of Monty Python and such things, and I guess they do give you a perspective about the way that you look at things.

但我也喜欢更幽默的——Monty Python 的忠实粉丝和类似的东西,我想它们确实让你对看待事物的方式有了一个新的视角。

But I’m not sure that any specific movie has the themes of The Narrow Corridor in it.

但我不确定有哪一部电影有《狭窄的走廊》的主题。

COWEN: And finally, last question.

COWEN:最后一个问题。

You’re well known for having advised a large number of successful students.

您因为大量成功的学生提供建议而闻名。

What is your best piece of nonobvious advice for advisers hoping to promote or somehow improve their students?

对于希望提升或以某种方式提高学生的顾问,您最好的非显而易见的建议是什么?

ACEMOGLU

I think advising students is a lot about a human relation, so understanding what it is that people really need at that point is really important.

我认为为学生提供建议很大程度上涉及人际关系,因此了解人们此时真正需要的是什么非常重要。

I try to push my students if they are getting overly confident about the quality of their paper.

如果我的学生对自己论文的质量过于自信,我会尽力督促他们。

You really have to push them because no paper is perfect, and you can always do better.

你真的必须推动他们,因为没有论文是完美的,你总是可以做得更好。

But if they’re getting — as many students often do — somewhat down because the whole research process is so hard, you have to find the right way of motivating them because you’re dealing with amazing people who are doing amazing work and putting their thoughts and soul into it.

但是,如果他们像许多学生经常做的那样,因为整个研究过程非常困难而感到有些沮丧,那么你必须找到激励他们的正确方法,因为你面对的是出色的人,他们正在做着出色的工作,并将他们的思想和灵魂投入其中。

So I think the support from their advisers is the least that they deserve.

所以我认为他们顾问的支持是他们最起码应得的。

COWEN

To close, I’ll just remind you all again, the new book by Daron Acemoglu and James A.

最后,我想再次提醒大家,达龙·阿塞莫格鲁 (Daron Acemoglu) 和詹姆斯·A.

Robinson is The Narrow Corridor: States, Societies, and the Fate of Liberty.

罗宾逊的著作《狭窄的走廊:国家、社会和自由的命运》。

Daron, thank you very much.

达伦,非常感谢你。

ACEMOGLU

Thank you, Tyler.

谢谢你,泰勒。

It was a really great pleasure.

这真是一件非常愉快的事情。